General information about company

Scrip code500407
Name of the companySWARAJ ENGINES LIMITED
Whether company is SMENo
Class of SecurityEquity Shares
Type of reportQuarterly
Quarter Ended / Half year ended/Date of Report (For Prelisting / Allotment)30-09-2016
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed underRegulation 31 (1) (b)


Sr. No.

Particular

Yes/No
1Whether the Listed Entity has issued any partly paid up shares? No
2Whether the Listed Entity has issued any Convertible Securities ? No
3Whether the Listed Entity has issued any Warrants ? No
4Whether the Listed Entity has any shares against which depository receipts are issued? No
5Whether the Listed Entity has any shares in locked-in? No
6Whether any shares held by promoters are pledge or otherwise encumbered? No
7Whether company has equity shares with differential voting rights? No


Table I - Summary Statement holding of specified securities

Category (I)Category of shareholder (II)Nos. Of shareholders (III)No. of fully paid up equity shares held (IV)No. Of Partly paid-up equity shares held (V)No. Of shares underlying Depository Receipts (VI)Total nos. shares held (VII) = (IV)+(V)+ (VI)Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)Number of Voting Rights held in each class of securities (IX)
No of Voting (XIV) RightsTotal as a % of (A+B+C)
Class eg: XClass eg:yTotal
(A)Promoter & Promoter Group26286417628641750.626286417628641750.62
(B)Public123606133403613340349.386133403613340349.38
(C)Non Promoter- Non Public
(C1)Shares underlying DRs
(C2)Shares held by Employee Trusts
Total1236212419820124198201001241982012419820100

Table I - Summary Statement holding of specified securities

Category (I)Category of shareholder (II)No. Of Shares Underlying Outstanding convertible securities (X)No. of Shares Underlying Outstanding Warrants (Xi)No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)Number of Locked in shares (XII)Number of Shares pledged or otherwise encumbered (XIII)Number of equity shares held in dematerialized form (XIV)
No. (a)As a % of total Shares held (b)No. (a)As a % of total Shares held (b)
(A)Promoter & Promoter Group50.626286417
(B)Public49.385962740
(C)Non Promoter- Non Public
(C1)Shares underlying DRs
(C2)Shares held by Employee Trusts
Total10012249157


Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Sr.Category & Name of the Shareholders (I)Nos. Of shareholders (III)No. of fully paid up equity shares held (IV)No. Of Partly paid-up equity shares held (V)No. Of shares underlying Depository Receipts (VI)Total nos. shares held (VII) = (IV)+(V)+ (VI)Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)Number of Voting Rights held in each class of securities (IX)
No of Voting (XIV) RightsTotal as a % of Total Voting rights
Class eg: XClass eg:yTotal
ATable II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)Indian
(d)Any Other (specify)26286417628641750.626286417628641750.62
Sub-Total (A)(1)26286417628641750.626286417628641750.62
(2)Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 26286417628641750.626286417628641750.62
BTable III - Statement showing shareholding pattern of the Public shareholder
(1)Institutions
(a)Mutual Funds171282464128246410.331282464128246410.33
(e)Foreign Portfolio Investors156159836159834.966159836159834.96
(f)Financial Institutions/ Banks4170317030.01170317030.01
(g)Insurance Companies224588245880.224588245880.2
Sub-Total (B)(1)381924738192473815.51924738192473815.5
( 3 )Non-institutions
(a(i))Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs. 115522461758246175819.822461758246175819.82
(a(ii))Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.108018088018086.468018088018086.46
(b)NBFCs registered with RBI31059771059770.851059771059770.85
(e)Any Other (specify)7578391228391226.768391228391226.76
Sub-Total (B)(3)123224208665420866533.894208665420866533.89
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)123606133403613340349.386133403613340349.38
CTable IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )1236212419820124198201001241982012419820100
Total (A+B+C )1236212419820124198201001241982012419820100


Table II - Statement showing shareholding pattern of the Promoter and Promoter Group

Sr.No. Of Shares Underlying Outstanding convertible securities (X)No. of Shares Underlying Outstanding Warrants (Xi)No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)Number of Locked in shares (XII)Number of Shares pledged or otherwise encumbered (XIII)Number of equity shares held in dematerialized form (XIV)
No. (a)As a % of total Shares held (b)No. (a)As a % of total Shares held (b)
ATable II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)Indian
(d)50.626286417
Sub-Total (A)(1)50.626286417
(2)Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2) 50.626286417
BTable III - Statement showing shareholding pattern of the Public shareholder
(1)Institutions
(a)10.331282464
(e)4.96615983
(f)0.011403
(g)0.224588
Sub-Total (B)(1)15.51924438
( 3 )Non-institutions
(a(i))19.822324998
(a(ii))6.46768808
(b)0.85105977
(e)6.76838519
Sub-Total (B)(3)33.894038302
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)49.385962740
CTable IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )10012249157
Total (A+B+C )10012249157


Any Other (specify)

Searial No.12
CategoryBodies CorporateBodies CorporateClick here to go back
Name of the Shareholders (I)MAHINDRA AND MAHINDRA LIMITEDKIRLOSKAR INDUSTRIES LIMITED
PAN (II)AAACM3025EAAACP3590PTotal
No. of the Shareholders (I)112
No. of fully paid up equity shares held (IV)412641721600006286417
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)412641721600006286417
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)33.2217.3950.62
Number of Voting Rights held in each class of securities (IX)
Class eg: X412641721600006286417
Class eg:y
Total412641721600006286417
Total as a % of Total Voting rights33.2217.3950.62
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)33.2217.3950.62
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)412641721600006286417
Reason for not providing PAN


Mutual Funds

Searial No.12345
Name of the Shareholders (I)DSP BLACKROCK MICRO CAP FUNDFRANKLIN INDIA SMALLER COMPANIES FUNDSBI MAGNUM MIDCAP FUNDHDFC SMALL AND MIDCAP FUNDL AND T MUTUAL FUND TRUSTEE LTD-L AND T INDIA SPECIAL SITUATIONS FUNDClick here to go back
PAN (II)AAAJD0430BAAATT4931HAABTS6407QAAATH1809AAAATC4460ETotal
No. of fully paid up equity shares held (IV)391715163551159423150000124730989419
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)391715163551159423150000124730989419
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)3.151.321.281.2117.97
Number of Voting Rights held in each class of securities (IX)
Class eg: X391715163551159423150000124730989419
Class eg:y
Total391715163551159423150000124730989419
Total as a % of Total Voting rights3.151.321.281.2117.97
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)3.151.321.281.2117.97
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)391715163551159423150000124730989419
Reason for not providing PAN
Reason for not providing PAN


Foreign Portfolio Investors

Searial No.12
Name of the Shareholders (I)PINEBRDIGE INVESTMENTS GF MAURITIUS LIMITEDNATIONAL WESTMINSTER BANK PLC AS TRUSTEE OF THE JUPITER INDIA FUNDClick here to go back
PAN (II)AAHCA7302FAABTT4862ETotal
No. of fully paid up equity shares held (IV)340648176099516747
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)340648176099516747
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)2.741.424.16
Number of Voting Rights held in each class of securities (IX)
Class eg: X340648176099516747
Class eg:y
Total340648176099516747
Total as a % of Total Voting rights2.741.424.16
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)2.741.424.16
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)340648176099516747
Reason for not providing PAN
Reason for not providing PAN


Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.

Searial No.12
Name of the Shareholders (I)REETA KEYUR PARIKHVIKRAM CHINNUBHAI SHAHClick here to go back
PAN (II)ADIPP7072QACIPS6611BTotal
No. of fully paid up equity shares held (IV)176500176000352500
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)176500176000352500
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)1.421.422.84
Number of Voting Rights held in each class of securities (IX)
Class eg: X176500176000352500
Class eg:y
Total176500176000352500
Total as a % of Total Voting rights1.421.422.84
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)1.421.422.84
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)176500176000352500
Reason for not providing PAN
Reason for not providing PAN


Any Other (specify)

Searial No.1234567
CategoryBodies CorporateBodies CorporateBodies CorporateNRI RepatNRI Non- RepatTrustsOverseas corporate bodies
Category / More than 1 percentageMore than 1 percentage of shareholdingMore than 1 percentage of shareholdingCategoryCategoryCategoryCategoryCategory
Name of the Shareholders (I)CATAMARAN MANAGEMENT SERVICES PVT. LTD.TATA INVESTMENT CORPORATION LTD.
PAN (II)AABTC3177HAAACT4120F
No. of the Shareholders (I)113952649251
No. of fully paid up equity shares held (IV)1663001300005732421181159311054055600
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)1663001300005732421181159311054055600
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)1.341.054.620.950.750.440
Number of Voting Rights held in each class of securities (IX)
Class eg: X1663001300005732421181159311054055600
Class eg:y
Total1663001300005732421181159311054055600
Total as a % of Total Voting rights1.341.054.620.950.750.440
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)1.341.054.620.950.750.440
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)1663001300005726391181159311054055600
Reason for not providing PAN
Reason for not providing PAN


Any Other (specify)

Searial No.
Category
Category / More than 1 percentage
Name of the Shareholders (I)Click here to go back
PAN (II)Total
No. of the Shareholders (I)757
No. of fully paid up equity shares held (IV)839122
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)839122
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)6.76
Number of Voting Rights held in each class of securities (IX)
Class eg: X839122
Class eg:y
Total839122
Total as a % of Total Voting rights6.76
No. Of Shares Underlying Outstanding convertible securities (X)
No. of Shares Underlying Outstanding Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)6.76
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)838519
Reason for not providing PAN
Reason for not providing PAN