General information about company
Scrip code	500407
Name of the company	SWARAJ ENGINES LIMITED
Class of Security	Equity Shares
Type of report	Quarterly
Quarter Ended	31-12-2015
Date of allotment / extinguishment (in case Capital Restructuring selected) / Listing Date
Shareholding pattern filed under	Regulation 31 (1) (b)

Sr. No.	Particular	Yes/No
1	Whether the Listed Entity has issued any partly paid up shares?	No
2	Whether the Listed Entity has issued any Convertible Securities ?	No
3	Whether the Listed Entity has issued any Warrants ?	No
4	Whether the Listed Entity has any shares against which depository receipts are issued?	No
5	Whether the Listed Entity has any shares in locked-in?	No
6	Whether any shares held by promoters are pledge or otherwise encumbered?	No
7	Whether company has equity shares with differential voting rights	No

Table I - Summary Statement holding of specified securities

Category (I)

Category of shareholder (II)

Nos. Of shareholders (III)

No. of fully paid up equity shares held (IV)

No. Of Partly paid-up equity shares held (V)

No. Of shares underlying Depository Receipts (VI)

Total nos. shares held (VII) = (IV)+(V)+ (VI)

Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)

Number of Voting Rights held in each class of securities (IX)

Number of Voting Rights held in each class of securities (IX)

No of Voting (XIV) Rights

Total as a % of (A+B+C)

Class eg: X

Class eg:y

Total

(A)

Promoter & Promoter Group

2

6286417

6286417

50.62

(B)

Public

12674

6133403

6133403

49.38

(C)

Non Promoter- Non Public

(C1)

Shares underlying DRs

(C2)

Shares held by Employee Trusts

Total

12676

12419820

12419820

Table I - Summary Statement holding of specified securities
Category (I)	Category of shareholder (II)	No. Of Shares Underlying Outstanding convertible securities (X)	No. Of Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
						No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
(A)	Promoter & Promoter Group				50.62					6286417
(B)	Public				49.38					5956690
(C)	Non Promoter- Non Public
(C1)	Shares underlying DRs
(C2)	Shares held by Employee Trusts
	Total									12243107

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	Category & Name of the Shareholders (I)		Nos. Of shareholders (III)	No. of fully paid up equity shares held (IV)	No. Of Partly paid-up equity shares held (V)	No. Of shares underlying Depository Receipts (VI)	Total nos. shares held (VII) = (IV)+(V)+ (VI)	Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	Number of Voting Rights held in each class of securities (IX)
									No of Voting (XIV) Rights			Total as a % of Total Voting rights
									Class eg: X	Class eg:y	Total
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(d)	Any Other (specify)		2	6286417			6286417	50.62
Sub-Total (A)(1)			2	6286417			6286417	50.62
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)			2	6286417			6286417	50.62
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(a)	Mutual Funds		16	1198201			1198201	9.65
(e)	Foreign Portfolio Investors		15	620537			620537	5
(f)	Financial Institutions/ Banks		3	10829			10829	0.09
(g)	Insurance Companies		2	16238			16238	0.13
Sub-Total (B)(1)			36	1845805			1845805	14.86
( 3 )	Non-institutions
(a(i))	Individuals - i.Individual shareholders holding nominal share capital up to Rs. 2 lakhs.		11873	2548567			2548567	20.52
(a(ii))	Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.		11	823458			823458	6.63
(e)	Any Other (specify)		754	915573			915573	7.37
Sub-Total (B)(3)			12638	4287598			4287598	34.52
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)			12674	6133403			6133403	49.38
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )			12676	12419820			12419820	100
Total (A+B+C )			12676	12419820			12419820

Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
Sr.	No. Of Shares Underlying Outstanding convertible securities (X)	No. Of Warrants (Xi)	No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)	Shareholding , as a % assuming full conversion of convertible securities ( as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	Number of Locked in shares (XII)		Number of Shares pledged or otherwise encumbered (XIII)		Number of equity shares held in dematerialized form (XIV)
					No. (a)	As a % of total Shares held (b)	No. (a)	As a % of total Shares held (b)
A	Table II - Statement showing shareholding pattern of the Promoter and Promoter Group
(1)	Indian
(d)				50.62					6286417
Sub-Total (A)(1)				50.62					6286417
(2)	Foreign
Total Shareholding of Promoter and Promoter Group (A)=(A)(1)+(A)(2)				50.62					6286417
B	Table III - Statement showing shareholding pattern of the Public shareholder
(1)	Institutions
(a)				9.65					1198201
(e)				5					620537
(f)				0.09					10529
(g)				0.13					16238
Sub-Total (B)(1)				14.86					1845505
( 3 )	Non-institutions
(a(i))				20.52					2405757
(a(ii))				6.63					790458
(e)				7.37					914970
Sub-Total (B)(3)				34.52					4111185
Total Public Shareholding (B)=(B)(1)+(B)(2)+(B)(3)				49.38					5956690
C	Table IV - Statement showing shareholding pattern of the Non Promoter- Non Public shareholder
Total ( A+B+C2 )				100					12243107
Total (A+B+C )									12243107

Any Other (specify)
Searial No.	1	2
Category	Bodies Corporate	Bodies Corporate
Name of the Shareholders (I)	MAHINDRA AND MAHINDRA LIMITED	KIRLOSKAR INDUSTRIES LIMITED
PAN (II)	AAACM3025E	AAACP3590P	Total
No. of the Shareholders (I)	1	1	2
No. of fully paid up equity shares held (IV)	4126417	2160000	6286417
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	4126417	2160000	6286417
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	33.22	17.39	50.62
Number of Voting Rights held in each class of securities (IX)
Class eg: X
Class eg:y
Total
Total as a % of Total Voting rights
No. Of Shares Underlying Outstanding convertible securities (X)
No. Of Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	33.22	17.39	50.62
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of Shares pledged or otherwise encumbered (XIII)
No. (a)
As a % of total Shares held (b)

Mutual Funds
Searial No.	1	2	3	4
Name of the Shareholders (I)	DSP BLACKROCK MICRO CAP FUND	FRANKLIN INDIA SMALLER COMPANIES FUND	SBI MAGNUM MIDCAP FUND	HDFC SMALL AND MIDCAP FUND
PAN (II)	AAAJD0430B	AAATT4931H	AABTS6407Q	AAATH1809A	Total
No. of fully paid up equity shares held (IV)	323300	201210	159423	150000	833933
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	323300	201210	159423	150000	833933
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.6	1.62	1.28	1.21	6.71
Number of Voting Rights held in each class of securities (IX)
Class eg: X
Class eg:y
Total
Total as a % of Total Voting rights
No. Of Shares Underlying Outstanding convertible securities (X)
No. Of Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	2.6	1.62	1.28	1.21	6.71
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	323300	201210	159423	150000	833933

Foreign Portfolio Investors
Searial No.	1	2
Name of the Shareholders (I)	PINEBRDIGE INVESTMENTS GF MAURITIUS LIMITED	NATIONAL WESTMINSTER BANK PLC
PAN (II)	AAHCA7302F	AABTT4862E	Total
No. of fully paid up equity shares held (IV)	340648	176099	516747
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	340648	176099	516747
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	2.74	1.42	4.16
Number of Voting Rights held in each class of securities (IX)
Class eg: X
Class eg:y
Total
Total as a % of Total Voting rights
No. Of Shares Underlying Outstanding convertible securities (X)
No. Of Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	2.74	1.42	4.16
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	340648	176099	516747

Individuals - ii. Individual shareholders holding nominal share capital in excess of Rs. 2 lakhs.
Searial No.	1	2
Name of the Shareholders (I)	REETA KEYUR PARIKH	VIKRAM CHINNUBHAI SHAH
PAN (II)	ADIPP7072Q	ACIPS6611B	Total
No. of fully paid up equity shares held (IV)	176500	176000	352500
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	176500	176000	352500
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.42	1.42	2.84
Number of Voting Rights held in each class of securities (IX)
Class eg: X
Class eg:y
Total
Total as a % of Total Voting rights
No. Of Shares Underlying Outstanding convertible securities (X)
No. Of Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.42	1.42	2.84
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	176500	176000	352500

Any Other (specify)
Searial No.	1	2
Category	Bodies Corporate	Bodies Corporate
Name of the Shareholders (I)	CATAMARAN MANAGEMENT SERVICES PVT. LTD.	TATA INVESTMENT CORPORATION LTD.
PAN (II)	AABTC3177H	AAACT4120F	Total
No. of the Shareholders (I)	1	1	2
No. of fully paid up equity shares held (IV)	166300	130000	296300
No. Of Partly paid-up equity shares held (V)
No. Of shares underlying Depository Receipts (VI)
Total nos. shares held (VII) = (IV)+(V)+ (VI)	166300	130000	296300
Shareholding as a % of total no. of shares (calculated as per SCRR, 1957) (VIII) As a % of (A+B+C2)	1.34	1.05	2.39
Number of Voting Rights held in each class of securities (IX)
Class eg: X
Class eg:y
Total
Total as a % of Total Voting rights
No. Of Shares Underlying Outstanding convertible securities (X)
No. Of Warrants (Xi)
No. Of Shares Underlying Outstanding convertible securities and No. Of Warrants (Xi) (a)
Shareholding , as a % assuming full conversion of convertible securities (as a percentage of diluted share capital) (XI)= (VII)+(X) As a % of (A+B+C2)	1.34	1.05	2.39
Number of Locked in shares (XII)
No. (a)
As a % of total Shares held (b)
Number of equity shares held in dematerialized form (XIV)	166300	130000	296300